Regulatory Relations & defense
Conquer today’s complex enforcement landscape with bespoke compliance guidance, expert legal counsel, and behavioral insights that uncover the human factors behind unethical and illegal conduct.
Government inquiries and inspections can be overwhelming for any business.
Like Eunomia guiding city-states through instability, we simplify regulatory hurdles, offering clear guidance to minimize business disruption and drive efficient resolutions.
Holistic Regulatory Guidance
With our integrated legal services, we’re uniquely equipped to manage government inquiries and investigations with precision. Our fractional Compliance Executives and General Counsels have senior-level experience in both regulatory defense and enforcement, including:
Successfully navigating complex FCPA monitorships within major corporations.
Leading response strategy for a Fortune 500 subsidiary at the onset of a “bet-the- company” SEC and DOJ inquiry into FCPA violations.
Counseling a leading financial services institution during execution of Consent Order following SEC and FINRA inquiries into its risk management controls.
This firsthand experience gives us a clear understanding of regulators’ expectations. We leverage this expertise to deliver holistic regulatory guidance, partnering with you to:
Engage with regulators, prosecutors, federal monitors, and other government representatives to ensure proactive and strategic communication.
Navigate inquiries from the DOJ, SEC, FDA, FINRA, OFAC, and others; and manage regulatory examinations, audits, and investigations.
Develop tailored legal strategies and responses and design forward-thinking compliance frameworks that adapt to dynamic regulatory landscapes.
